http://www.incadat.com/ ref.: HC/E/UKe 58 024/10/1991; High Court (England); First Instance] B. v. K. (Child Abduction) [1993] 1 FCR 382, [1993] Fam Law 17 Reproduced with the express permission of the Royal Courts of Justice.
IN THE HIGH COURT OF JUSTICE
FAMILY DIVISION
Royal Courts of Justice
4 October 1991
Johnson J.
In the Matter of B. v. K.
Counsel: CO Renton for the Plaintiff; S Gal for the Defendant
JOHNSON J: This is an application by a father under the Child Abduction
and Custody Act of 1985, which brings into effect in English law the provisions
of The Hague Convention, signed at The Hague in 1980. It relates to three
children -- Laura, David and Christian. Their father is German by birth, but was
brought up by his family in England. The mother, I have been told, is herself
part German, having a German father and an English mother. She too was brought
up in England. The parents married in England on the 25th July, 1981 and lived
here until May of 1986, when they moved to live in the Federal Republic of
Germany. The parents and the three children remained there until the 1st
December, 1990, ie for four-and-a-half years.
On the 1st December, 1990
the mother removed the three children from the Federal Republic of Germany and
came to England with the children. Her reasons for doing so are set out in her
affidavits, in which she makes serious allegations against the father. I am
unable, and do not wish, to make any findings about the validity or otherwise of
the mother's complaints, and I put them out of my mind entirely.
At
Christmas time the mother sent a Christmas card to the father in which she said,
"Dear Michael, We do all love and miss you. Please try to understand me. Please
give us six months. We really need this time apart and I know we can work things
out. Love from Margaret." The card was then signed by the three children.
In January of 1991, by arrangement between the parents, the toys,
clothes and, significantly, the beds of the children were transported from
Germany to England. The mother started divorce proceedings in England at the
County Court in Bury. In accordance with the English procedure the father signed
a document by which he set out his response to the mother's claims. In that
document he was asked, "Do you wish to make any application on your own account
for custody of the children? Answer: No Question: Do you wish to make any
application on your account for access to the children? Answer: Yes."
In
May the father for the first time received advice about the remedies available
to him under The Hague Convention, and the originating summons by which he
applied for the return of the children was issued by the Lord Chancellor, the
central authority for the purpose of The Hague Convention in the United Kingdom,
on the 27th August, 1991.
The mother resisted the application broadly on
four grounds, with each of which I will deal separately. It is, however,
important that I should emphasise that I am considering an application under The
Hague Convention, and it is no part of my function to decide where the long-term
future of these children lies. Indeed, Article 19 of the Convention provides in
terms that a decision under the Convention concerning the return of a child
shall not be taken to be a determination on the merits of any custody issue. In
Re F [1991] 1 FLR 1 at page 5, Lord Justice Neill said:
"The general
principle is that in the ordinary way any decision relating to the custody of
children is best decided in the jurisdiction in which they have normally been
resident. This general principle is an application of the wider and basic
principle that the child's welfare is the first and paramount consideration.
This principle is subject to exceptions and these exceptions will no doubt be
worked out in future cases."
The Convention provides by Article 12 that
where a child has been "wrongfully removed" then a judge sitting as I sit today
"shall order the return of the child forthwith". Article 3 provides that the
removal of a child is to be considered wrongful where it is in breach of rights
of custody attributed -- in this case to the father -- under the law of Germany
if the children were habitually resident there before their removal. It is of
course plain that these children were ordinarily resident in Germany before
their removal on the 1st December, 1990, and I echo the observation of Lord
Justice Neill that, as a general principle, decisions about these children
should be made in Germany rather than in England.
The first point taken
on behalf of the mother in objection to the return of the children was that
their removal had not been in breach of the rights of custody of the father. As
one might have expected, German law provides that during the continuance of a
marriage children are regarded as being in the joint custody of their parents,
and there is a provision that in default of agreement between the parents on any
matter affecting the upbringing of the children there may be an application to
the court. In this case by the 1st December, 1990 there had been no decision of
the German Court and I hold that the children remained in the joint custody of
both their parents in accordance with the general law of that state. Moreover, I
have been referred to a judgment of the German court in which the following
sentence appears: "Joint responsibility for the welfare of a child remains in
existence until the decision on parental care". The situation accordingly in
Germany is as one would have expected, but I am grateful for the assistance I
have received from the experts in German law who have tendered material to me on
both sides. I note in passing, however, that some of that material was directed
to an issue somewhat different from that which arises under Article 3 of this
Convention. It is no part of my function to enquire as to whether the mother's
conduct was unlawful or whether it constituted a criminal offence. My function
is to determine whether it was in breach of the rights of custody of the father,
and I have no hesitation in holding that it was.
The second point raised
on behalf of the mother is that the children were removed from Germany on the
1st December, 1990 with the consent of the father. It is accepted by Counsel on
behalf of the mother that the father did not know, still less did he consent to
the removal of the children on that day. What is submitted is that the father
was aware of the unhappiness of the mother in their relationship and that if a
reconciliation which was being attempted should break down it was her intention
to separate from him.
It is also the case that at a time prior to the
1st December the father had, at the mother's request, signed documents which
enabled one of the children to be issued with a travel document enabling that
child to be removed from Germany. The father says, and I see no reason to
disbelieve him, that his understanding was that that travel document was to be
used for the possible purpose of the children travelling to England, where they
still had family, for a holiday, and it was not within his contemplation that
the children would be removed permanently from Germany. Indeed it seems to me
inherently unlikely that the father gave his consent to the children being
removed in the way that happened on the 1st December because the mother states
in her affidavit that she was told by a representative of the British Consulate
in Dusseldorf that she was free to leave Germany with the children. If that be
true, it seems to me unlikely that such a conversation would have taken place
had the mother felt that the father knew and was consenting to her proposed
action. Accordingly I hold that the father did not consent to the removal of
these children from Germany on the 1st December, 1990, and that the removal was
in breach of his joint rights of custody conferred upon both parents under the
law of the Federal Republic of Germany, in which both children were habitually
resident. Accordingly the removal of those children was, in my judgment,
wrongful, and it is my duty to order their return to Germany forthwith, subject
to the provisions of Article 13 of the Convention.
It is to be observed
that, as has been held by the English Court of Appeal, Article 12 requires the
return of the children to the state from whence they were removed and not to the
custody of the other parent.
The third objection made by the mother is
based on Article 13 which, for present purposes, reads as follows:
"The
requested state is not bound to order the return of the child if the person
which opposes his return establishes that there is a grave risk that his or her
return would expose the child to physical or psychological harm or otherwise
place the child in an intolerable situation."
I have been referred to
the judgment of Mrs Justice Bracewell in Re N [1991] 1 FLR 413 and, in
particular, to that passage of her judgment at pages 418 H to 419 D, with which
I respectfully and wholly agree.
In practice it is my experience that
this part of this article is seldom effective to prevent the return of children
under Article 12 because experience shows that the parent in the position of
this mother always elects to return with the children in the event that the
court orders their return. I emphasise again that the form of the court order
made under Article 12 requires the return of the children to the state from
which they were removed and not to any individual or the other parent.
Accordingly I was surprised to be told by the very experienced welfare
officer of this court, Mr Israel, that this mother had told him that were the
court to order the return to Germany of her children she would not accompany
them. I find that proposition startling having regard to the very strong
impression I have from other sources, and including the general body of Mr
Israel's report, that this mother is a caring and committed mother. However,
during the short adjournment Miss Gal, on behalf of the mother, took further
instructions and I am now assured that if I order the return of these children
the mother will return with them. That would be very much against her wish, but
I am satisfied that she would go back to Germany with them.
Accordingly
it seems to me that there would be no risk to the children of their being
exposed to physical or psychological harm if I ordered their return to Germany,
because they would go back in the company of their mother and would be with her
until the German court otherwise ordered. Similarly I am not satisfied that an
order for the return of the children would, at least on these grounds, place the
children in an intolerable situation, again because the mother would return with
them. Accordingly I am not satisfied that the mother has established this
response under Article 13.
The fourth point raised by the mother is
based on another aspect of Article 13. This provides that the judicial
authority, ie this court, may -- and I emphasise the discretionary nature of the
provision -- may also refuse to order the return of the child if it finds that
the child objects to being returned and has attained an age and degree of
maturity at which it is appropriate to take account of its views. It is
important here, just as it is important in relation to Article 12, to bear
constantly in mind that the objection of the child that is relevant to Article
13 is objection to return to the state from whence it was removed rather than an
objection to return to the other parent. These children undoubtedly had an
unhappy time in the period before the break up of their parents' marriage, and I
must endeavour to distinguish in the written material which I have, and in the
oral report which I had from Mr Israel, the court welfare officer, between the
objection of the children to returning to their father and their objection, if
any, to returning to Germany. It is the latter which is material for my present
purpose; the former is immaterial.
The court welfare officer spoke to
both Laura and to David. He is a welfare officer of considerable experience in
dealing with cases such as this and in ascertaining the wishes of children. I am
aware that when seen by the welfare officer in September this year the children
had been in the care of their mother since the 1st December, 1990, and had not
seen their father since that time. Accordingly not only must the court be alert
to the possibility that the children have been consciously or, I would add,
unconsciously indoctrinated by their mother and have developed a wish to please
her rather than their father, but so too must the welfare officer. I am
satisfied from what I have read in Mr Israel's report and from what I heard from
him this morning that he too was alert to that issue.
In his report he
describes both Laura and David. Laura is nearly nine and David is seven. They
are both sensible and intelligent children and, having regard to what I know of
them, I hold that they have attained an age and degree of maturity at which it
is appropriate for me to take account of their views. Moreover in distinguishing
between the views of the children about a future with their father as distinct
from a future in Germany, or at least a return to Germany, it seems to me that
both children do plainly and sincerely object to being returned to Germany. I
have borne in mind that at the time that Mr Israel wrote his report, and indeed
gave his oral report this morning, he was of the view that this mother, albeit
surprisingly, had declared herself as unwilling to return to Germany with the
children should the court order their return. I hold that both Laura and David
do object to being returned to Germany and have attained an age and degree of
maturity at which it is appropriate for me to take account of their views.
Accordingly it falls to me to exercise the discretion vested in me by
Article 13, and I remind myself once again of the observations of Mrs Justice
Bracewell and Lord Justice Neill. It certainly was in my judgment wholly wrong
of the mother to remove the children from the country which had been their home
for four-and-a-half years, but it seems to me that in the situation in which the
children now are, rather than in the situation in which the children should have
been had the mother acted responsibly towards them on the 1st December, 1990, it
would be wrong for the children -- Laura and David -- to be returned to Germany.
I have found that a difficult judgment to make because it seems to me
that in contrast to the mother the father has acted lawfully throughout. An
observer of this case might be forgiven for thinking that it was yet another
example of a law-breaker, putting it colloquially, "getting away with it". It is
the fact that having dealt with a good many of these cases under The Hague
Convention this is the first time that I have exercised a discretion not to
order the return of children. I am very much alive to the policy considerations
which underpin this Convention and the two judgments to which I have previously
referred.
In relation to this fourth objection made by the mother, I
have of course considered only Laura and David. Christian is not, in my
judgment, of an age and degree of maturity in which I should take account of his
views, so that it seems to me that this basis of objection by the mother, which
I have upheld in relation to Laura and David, cannot be upheld in relation to
Christian, so that I find myself, at least initially, in the position where I
would not order the return of Laura and David to Germany but that I would find
there to be no sustainable objection to the return of Christian. However, it is
plain that these children have always lived together, and I accept the statement
in his oral report this morning from Mr Israel that Christian would be
devastated to be separated from Laura and David. Accordingly, whilst I have
rejected the mother's case on the other part of Article 13, namely that the
children would suffer psychological or physical harm or be placed in an
intolerable situation, I have no difficulty in holding that Christian would be
exposed to psychological harm and would be placed in an intolerable situation if
he were returned to Germany and Laura and David were not. Accordingly it falls
to me to exercise the discretion conferred on me by the opening words of Article
13, and by that circuitous route I conclude that Christian too shall not be
returned to Germany.
There is before me only an application under The
Hague Convention. Were the children to have been made wards of court and were I
to have been asked to order the return of the children under the inherent
jurisdiction of the English court, then I would have sought to follow the dictum
of Lord Justice Balcombe that in such cases one should follow the principles
established by The Hague Convention and I would not have ordered the return of
these children.
Turning to the practical results of my judgment, the
future of these children remains to be determined. It may be that their future
lies with their mother, perhaps in England or perhaps in Germany, or perhaps
their future lies with their father. Those are matters that remain undecided.
However, it seems to me that because of the international aspect of this case
which has given rise to the present application, it would be appropriate for the
custody proceedings in the County Court at Bury to be transferred to the High
Court and, in particular, to the Manchester District Registry, for them to be
heard by a judge of the Family Division and not to be released for hearing by a
circuit judge under Section 9 of the Supreme Court Act without a specific
direction from Mr Justice Douglas Brown, who is the Family Division liaison
judge for the Northern Circuit.
[http://www.incadat.com/] [http://www.hcch.net/] [top of page]
All information is provided under the terms and conditions of use.